Articles

• Whistleblowers Receive Record Reward in 2011
• Qui Tam Lawsuits Under the False Claims Act
• Exchange-Traded Funds: Benefits and Risks of the Popular Investment Vehicle
• Proposed SEC Rule Addresses Conflicts of Interest in Securities Transactions
• Securities Fraud: What You Need To Know As an Investor
• Ponzi Schemes: What You Don’t Know Can Hurt You
• FINRA to Oversee Investment Advisors on Wall Street?
• Dodd-Frank Act Amendments to Investment Advisers Act
• New Proposal Calls for Stronger Broker-Dealer Audits
• Is FINRA’s Proposed Rule Regarding Back-Office Personnel Too Broad?
• Could FINRA’s Debt Research Rule Prevent Next Sub-Prime Mortgage Crisis?
• Update: Permanent Rule Change Arising Out of FINRA’s Pilot Program
• Proposed FINRA Rule: Preventing Securities Fraud, Protecting Investors
• Clawback Lawsuits on Rise in Aftermath of Ponzi Schemes
• FINRA's New Suitability Rule: A Good Start, But Not Enough
• SEC May Change Mandatory Arbitration Rules
• The Psychology of Investment Fraud
• Financial Risk: From Stockbroker Misconduct to Reverse Mortgage Fraud
• ¿Qué Tan Segura es su Cuenta de Valores en Estados Unidos?
• The Myth of “100% Protected” Securities
• Financial Reform Legislation and Transparency in Hedge Fund Management
• Extension of FINRA Pilot Program Probes for Industry Bias in Securities Arbitration
• $550 Million Penalty Against Goldman Sachs
• How Safe Is Your Brokerage Account in the United States?
• Hedge Funds: Protect Yourself and Your Investments

• Dimond Kaplan & Rothstein, P.A. Files a New $1 Million FINRA Arbitration Case Against UBS for the Sale of Lehman Brothers Structured Products

• Airlines
  ASTAR Air Cargo, Inc.
  Spirit Airlines, Inc.
• Apparel and Apparel Manufacturing
  Fila Retail, Inc.
  In Gear Swimwear, LLC
• Automotive and Transportation
  Braman Imports, Inc.
  Aventura Limousine & Transportation Services, Inc.
• Banking and Finance
  American Financial TRS, Inc.
  Amerifirst Home Improvement Finance Co.
  Bank One, N.A.
  Bessemer Trust Company of Florida
  First Magnus Financial Corporation
• Bankruptcy and Receiverships
  Assignee for MDCM Holdings, Inc. f/k/a Mortgage.com
  Plan Administrator of AT&T Latin America Corp.
  Receiver - United States Securities and Exchange Commission
• Electronics and Communications
  Altech Corp.
  j2 Global Communications, Inc.
  Tekelec
• Government Entities
  State of Virginia
  State of New Jersey
• Insurance
  United Automobile Insurance Co.
• Media
  DMG World Media [USA], Inc.
• Medical and Pharmaceutical
  Andrx Corporation
  Elan Pharmaceuticals, Inc.
  Excellence Medical Center, Inc.
  Rose Med Diagnostic Center, Inc.
  Stryker Spine, a Division of Howmedica Osteonics, Corp.
• Military and Law Enforcement
  Point Blank Body Armor, Inc.
  Force Protection, Inc.
• Private Equity
  Trivest Partners, L.P.
• Real Estate and Construction
  Avatar Real Estate Services, LLC
  Fisher Island Holdings, LLC
  Insulated Roofing Contractors
  The Related Group
• Entertainment and Restaurant
  April Media Corp.
  Imagine USA
  Liberman Broadcasting, Inc.
  Maat Trade Development
  ROK, LLC
  Sbarro, Inc. and Sbarro America, Inc.
  Sunrise Media Group, Inc.

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