Jump to Navigation
En Español Em Português

Jeffrey B. Kaplan

 

Jeffrey B. Kaplan

Shareholder since 2003
Location:
Miami, Florida
Phone:
305-600-1393
561-291-8658
888-380-6216 (Toll free)
800-518-3773 (Toll free)
Fax:
305-374-1961
E-mail:

Jeffrey B. Kaplan is an AV-rated lawyer who focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing investors in stockbroker misconduct and securities and investment fraud matters. Mr. Kaplan has routinely been named a "Top Lawyer" by the South Florida Legal Guide.

He has extensive experience handling NASD, FINRA, NYSE, and AAA securities arbitration matters and has recovered millions of dollars on behalf of defrauded investors. Mr. Kaplan has authored a number of articles on stockbroker misconduct, and he is a recognized authority on the subject. He often serves as a guest lecturer on securities fraud and stockbroker misconduct, and has been invited to speak to investor groups, accountants, and other professionals throughout the country concerning investor protection.

Mr. Kaplan is a former Chairperson of a Florida Bar Grievance Committee and a member of the Miami-Dade County Bar Association SEC Litigation Committee.  He also is active in the Greater Miami Jewish Federation Attorneys Division and is a Member of the Miami Innovation Fund, which provides pre-seed funding to technology start-ups.

Areas of Practice

  • Securities Arbitration and Litigation
  • Class Action Litigation
  • Commercial Litigation

Bar Admissions

  • Florida, 1994

Education

  • University of Miami School of Law, Coral Gables, Florida
    • Juris Doctor (Cum Laude) - May, 1994
    • Honors: Dean's List
    • Law Review: Entertainment and Sports Law Review, Associate Editor
  • Northeastern University, Boston, Massachusetts
    • Bachelor of Science in Business Administration (Magna Cum Laude) - June, 1990
    • Honors: Dean's List
    • Honors: Beta Gamma Sigma Honor Society
    • Major: Finance and Management
  • Choate Rosemary Hall, Wallingford, CT - May, 1985

Honors and Awards

  • "Top Lawyers" List, South Florida Legal Guide, 2007 - Present
  • Legal Elite List, Florida Trend Magazine, 2006 - Present
  • "Up & Coming" Lawyers List, South Florida Legal Guide, 2003 - 2006
  • Florida Superlawyer, 2008 - Present

Professional Associations and Memberships

  • Young Philanthropists of Baptist Hospital, Chairperson 2010 – present, Member Steering Committee 2009-2010
  • Greater Miami Jewish Federation - Pacesetter, Chair, 2010 Annual Judicial Reception, Vice Chair, 2009 Annual Judicial Reception, Chair of Corporate Underwriting, 2008 Annual Judicial Reception, Attorneys Division Mentoring Committee, 2006 - 2008
  • United Way Tocqueville Society
  • University of Miami Alumni Association, Director-at-Large, 2007
  • Florida Bar Grievance Committee

Past Employment Positions

  • Hanzman & Criden, P.A., Partner, 2002 - 2003
  • Hanzman & Criden, P.A., Associate, 1997 - 2001
  • Law Offices of Steven R. Simon, P.A., Associate, 1996 - 1997
  • Coopers & Lybrand, L.L.P., Associate, 1994 - 1996
  • Shearson Lehman Brothers, Inc., Research Assistant, 1990 - 1991
  • Boston Edison Company, Intern/Finance Research Assistant, 1990

Pro Bono Activities

  • Habitat for Humanity
  • Youth Soccer coach Volunteer, Pinecrest Premier Soccer Club
Practice Areas
Client Resources
Check out our Recent Verdicts & Settlements
Current Investigations Representative Institutional Clients
  • Airlines
    ASTAR Air Cargo, Inc.
    Spirit Airlines, Inc.
  • Apparel and Apparel Manufacturing
    Fila Retail, Inc.
    In Gear Swimwear, LLC
  • Automotive and Transportation
    Braman Imports, Inc.
    Aventura Limousine & Transportation Services, Inc.
  • Banking and Finance
    American Financial TRS, Inc.
    Amerifirst Home Improvement Finance Co.
    Bank One, N.A.
    Bessemer Trust Company of Florida
    First Magnus Financial Corporation
  • Bankruptcy and Receiverships
    Assignee for MDCM Holdings, Inc. f/k/a Mortgage.com
    Plan Administrator of AT&T Latin America Corp.
    Receiver - United States Securities and Exchange Commission
  • Electronics and Communications
    Altech Corp.
    j2 Global Communications, Inc.
    Tekelec
  • Government Entities
    State of Virginia
    State of New Jersey
  • Insurance
    United Automobile Insurance Co.
  • Media
    DMG World Media [USA], Inc.
  • Medical and Pharmaceutical
    Andrx Corporation
    Elan Pharmaceuticals, Inc.
    Excellence Medical Center, Inc.
    Rose Med Diagnostic Center, Inc.
    Stryker Spine, a Division of Howmedica Osteonics, Corp.
  • Military and Law Enforcement
    Point Blank Body Armor, Inc.
    Force Protection, Inc.
  • Private Equity
    Trivest Partners, L.P.
  • Real Estate and Construction
    Avatar Real Estate Services, LLC
    Fisher Island Holdings, LLC
    Insulated Roofing Contractors
    The Related Group
  • Entertainment and Restaurant
    April Media Corp.
    Imagine USA
    Liberman Broadcasting, Inc.
    Maat Trade Development
    ROK, LLC
    Sbarro, Inc. and Sbarro America, Inc.
    Sunrise Media Group, Inc.
See All Brokerage Firms DKR | Do I Have a Case?

Bold labels are required.

Contact Information
disclaimer.

The use of the Internet or this form for communication with the firm or any individual member of the firm does not establish an attorney-client relationship. Confidential or time-sensitive information should not be sent through this form.

close
DKR Florida Trends | Florida Legal Elite 2009 Super Lawyers LexisNexis Martindale-Hubbell | Peer Review Rated For Ethical Standards and Legal Ability Receivership for the Estate of Frederick J. Kunen and DT Capital LLC Legal Guide Legal Elite Bar Registered | Preeminent Lawyers | 2012 Martindale- Hubbell