Dimond Kaplan & Rothstein, P.A.
We are an AV-Rated law firm that represents individual and institutional investors throughout the United States and overseas in stockbroker misconduct and investment fraud cases. We are dedicated to helping investors recover investment losses caused by negligence, incompetence, fraud, or dishonesty of stockbrokers and brokerage firms. Among other things, we have handled cases involving unsuitable investments, over-concentrated stock or bond holdings, fraud, misrepresentation, self-dealing, unauthorized trades or other wrongful acts, whether intentional or negligent. Our attorneys have recovered millions of dollars on behalf of investors against most major Wall Street brokerage firms, including Credit Suisse First Boston, in claims involving stocks, bonds, options, auction rate securities, mutual funds, hedge funds, principal protected notes, and other structured products.
If you suffered investment losses, call us at 888-380-6216 or 305-600-1393 for a free confidential consultation.
- American Portfolios Financial Services, Inc.
- Ameriprise Financial, Inc.
- Ameritas Investment Corp.
- Associated Securities Corp.
- Aura Financial Services, Inc.
- AXA Advisors, LLC
- Bank of America
- Berthel Fisher & Company Financial Services, Inc.
- Cadaret, Grant & Co., Inc.
- Cambridge Investment Research, Inc.
- Capital Analysts Incorporated
- Capital Financial Group
- Citigroup Global Markets/Smith Barney
- Commonwealth Fin
- Edward Jones & Co.
- First Allied Securities, Inc.
- FSC Securities Corporation
- Geneos Wealth Management
- Genworth Financial
- GunnAllen Financial, Inc.
- H&R Block Financial Services
- H.D. Vest Financial Services, Inc.
- InterSecurities, Inc.
- INVEST Financial Corporation
- Investacorp
- Investment Centers of America, Inc.
- Investors Capital Corporation
- J.P. Morgan Chase & Co./Banc One Securities
- J.P. Turner & Company
- Janney Montgomery Scott LLC
- John Hancock Financial Network/Signator Investors, Inc.
- Lincoln Financial Advisors
- Lincoln Investment Planning, Inc.
- Linsco/Private Ledger/LPL Financial Services
- M Securities Investment, Inc.
- Merrill Lynch, Pierce, Fenner & Smith, Inc.
- MetLife Securities
- MML Investors Services, Inc.
- Moors & Cabot, Inc.
- Morgan Stanley/Dean Witter
- Mutual Service Corp.
- National Planning Corporation
- NEXT Financial Group, Inc
- NFP Securities
- Northwestern Mutual Investment Services, LLC
- Oppenheimer & Co.
- Pacific West Financial Group
- Primevest Financial Services, Inc.
- Princor Financial Services Corporation
- ProEquities, Inc.
- Raymond James Financial, Inc.
- Sammons Securities Company, LLC
- Securities America
- Securities Service Network
- Sigma Financial Corporation
- SII Investments, Inc
- Southwest Securities
- Sterne, Agee & Leach, Inc.
- Stifel Nicolaus & Co., Inc/Stifel Financial Corp.
- Transamerica Financial Advisors, Inc.
- Triad Advisors
- U.S. Bancorp Investments, Inc.
- UBS Financial Services/UBS Global Asset Management
- VSR Financial Services
- Wachovia Securities, LLC
- Waddell & Reed
- Wedbush Morgan
- Woodbury Financial Services, Inc.
- Deutsche Bank Securities, Inc./Alex Brown
