Dimond Kaplan & Rothstein, P.A. Attorneys At Law
Friday, July 4, 2008

Resources

Securities Arbitration:

  • http://www.nasd.com
    NASD Dispute Resolution. This website contains investor education, permits investors to investigate a broker's disciplinary history, and provides NASD arbitration rules and procedures.

  • http://www.nyse.com
    New York Stock Exchange. This website contains investor education, NYSE disciplinary actions, and provides NYSE arbitration rules and procedures.

  • http://www.morningstar.com
    Morningstar is one of the most widely recognized and accepted providers of mutual fund research.

  • http://www.sec.gov/index.htm
    U.S. Securities and Exchange Commission. This website contains, among other things, investor information, regulatory actions, and corporate filings.

  • http://www.nasaa.org/industry___regulatory_resources/
    North American Securities Administrators Association. This website provides contact information for all of the states' securities regulators.

Commercial Litigation:

  • http://www.dos.state.fl.us/doc
    Florida Division of Corporations. This website provides the names of officers and registered agents for all corporations registered to do business in the state of Florida.

Class Action Litigation:

  • http://securities.stanford.edu
    Stanford University Securities Class Action Clearinghouse. This website provides detailed information about federal securities fraud class actions cases.

  • http://myfloridalegal.com/consumer
    Florida Attorney General. This website provides information about consumer fraud, including descriptions of different types of consumer fraud and information about ongoing consumer fraud investigations.

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