Brokerage Firms
Dimond Kaplan & Rothstein, P.A.
We are an AV-Rated law firm that represents individual and institutional investors throughout the United States and overseas in stockbroker misconduct and investment fraud cases. We are dedicated to helping investors recover investment losses caused by negligence, incompetence, fraud, or dishonesty of stockbrokers and brokerage firms. Among other things, we have handled cases involving unsuitable investments, over-concentrated stock or bond holdings, fraud, misrepresentation, self-dealing, unauthorized trades or other wrongful acts, whether intentional or negligent. Our attorneys have recovered millions of dollars on behalf of investors against most major Wall Street brokerage firms, including Credit Suisse First Boston, in claims involving stocks, bonds, options, auction rate securities, mutual funds, hedge funds, principal protected notes, and other structured products.
If you suffered investment losses, call us at 888-380-6216 or 305-600-1393 for a free confidential consultation.
American Portfolios Financial Services, Inc.
Berthel Fisher & Company Financial Services, Inc.
Cambridge Investment Research, Inc.
Citigroup Global Markets/Smith Barney
H.D. Vest Financial Services, Inc.
Investment Centers of America, Inc.
J.P. Morgan Chase & Co./Banc One Securities
John Hancock Financial Network/Signator Investors, Inc.
Lincoln Investment Planning, Inc.
Linsco/Private Ledger/LPL Financial Services
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Northwestern Mutual Investment Services, LLC
Primevest Financial Services, Inc.
Princor Financial Services Corporation
Sammons Securities Company, LLC
Stifel Nicolaus & Co., Inc/Stifel Financial Corp.
Transamerica Financial Advisors, Inc.
U.S. Bancorp Investments, Inc.
Free Consultation ▪ Se Habla Español ▪ Nós Falamos o Português
