Other Stockbroker Misconduct

Nationwide Practice in Stockbroker Misconduct Arbitration

At the South Florida law firm of Dimond Kaplan & Rothstein, our attorneys represent investors throughout the United States and overseas in securities arbitration proceedings involving claims of stockbroker misconduct. Contact our office for a free initial consultation about your rights and legal alternatives for recovering your losses.

With extensive experience in both the securities industry and in the protection of investors' rights through arbitration proceedings, we offer prompt, attentive and aggressive advocacy for clients who have lost money as a result of stockbroker and brokerage firm misconduct. Our comprehensive understanding of a broker's and brokerage firm’s responsibilities and the practical workings of the broker-investor relationship can help you obtain a favorable result.

Here are some examples of stockbroker misconduct claims that we handle on behalf of our clients:

• Failure to follow investor instructions
• Fraudulent account documentation
• Falsified or misleading account statements
• Fraudulent market research data
• Market or stock price manipulation
• Conflict of interest
• Theft of investor funds

Our lawyers can advise you about the best ways to resolve problems with your broker or brokerage firm from the first moment you suspect improper activity and unnecessary losses. Dealing directly with the brokerage firm yourself is usually a mistake — you might not be aware of all of the broker’s and brokerage firm’s misconduct and brokerage firms often offer inadequate settlements to investors who are not represented by counsel.

Call toll free at 888.578.6255 for advice from a securities arbitration lawyer

We also do everything possible to minimize the burdens and stresses of such disputes on our clients. We schedule arbitration hearings and mediation sessions at locations convenient for you. We keep you advised of the progress of your case on the terms you want, at whatever level of detail you prefer.

To learn more about your rights in a case of stockbroker misconduct and how you can benefit from the securities arbitration process, contact an experienced attorney at Dimond Kaplan & Rothstein in Miami or West Palm Beach.