Securities Arbitration

South Florida Securities Arbitration Attorneys

Have you lost your retirement savings due to the actions of an unscrupulous stockbroker or financial advisor? You entrusted your money and investments to the broker or brokerage firm. At the law firm of DIMOND KAPLAN & ROTHSTEIN, P.A., our securities attorneys hold stockbrokers and brokerage firms accountable for misconduct that results in your investment losses. Contact our Miami law firm for securities arbitration assistance in South Florida or throughout the United States. DKR offers free consultations.

Due to the time and expense of securities litigation, many brokerage firms will require new investor clients to sign releases indicating that all disputes will be resolved through arbitration, not through a lawsuit. As such, most securities disputes proceed through arbitration. Through the arbitration process, cases are heard and decided by an arbitrator (or panel of arbitrators when significant losses are involved).

Advocating for Maximum Recovery of Your Investment Losses

Arbitration is mandatory and it is the only recourse for investors who have been defrauded. The arbitrator's decision is binding, therefore, it is essential to have an experienced securities arbitration lawyer representing your interests during this process. DKR has obtained significant recoveries against stockbrokers and brokerage firms who took advantage of clients by engaging in improper conduct, such as:

• Unsuitable investment recommendations
• Misrepresentations
• Churning or excessive trading
• Securities fraud
• Other stockbroker misconduct

Securities arbitration cases are filed primarily with and administered by the National Association of Securities Dealers (NASD) or the New York Stock Exchange (NYSE).

Recent concerns with hedge funds and other securities investments have caused an influx of investors to lose considerable funds. If you have been victimized by a deceptive stockbroker or brokerage firm, speak with the experienced securities arbitration attorneys at DKR. Call 1-888-578-6255 or e-mail us to schedule a free consultation. We represent investors in Fort Lauderdale, throughout South Florida and throughout the nation.

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