Serving Clients Throughout Los Angeles, Miami, New York City and Nationwide
If you have been defrauded, cheated and swindled by your stockbroker or brokerage firm, we understand your outrage and frustration. You trusted your broker to handle your hard-earned money with your best interests in mind. You did not expect to lose your life's savings because of stockbroker misconduct such as the following:
- Improper asset allocation
- Misrepresentation and omissions
- Ponzi scheming
- Unauthorized trading
- Trading in unsuitable — perhaps structured — financial products of your circumstances
At this point — after you have suffered significant financial losses and you suspect broker or brokerage firm misconduct and liability — complaining and asking for the return of your investment losses is not likely to be fruitful. In most cases, investors who seek compensation directly from brokerage firms in cases of broker misconduct are met with silence. The brokerage firm mismanaged your money is likely to ignore your complaints if you seek redress without a lawyer on your side.
Why Hire a Securities Law Firm? An Initial Consultation Will Shed Light on This Question
So why hire a securities law firm? You serve your own best interests by consulting with an experienced securities law attorney who is well versed in this area of the law. Indeed, we very often find that when clients have attempted to right a wrong on their own, they have hurt their own cases before contacting us. E-mail messages, phone calls and meetings handled without legal representation often prove to be damaging to the outcome of a securities liability case.
By way of contrast, we have succeeded in helping many investors recover part or all of their losses through securities arbitration or securities litigation.
At Dimond Kaplan & Rothstein, P.A., we are confident in our ability to analyze a situation involving investments gone wrong and determining where fault lies. Our AV-rated attorneys* know the intricacies and nuances of the relevant securities laws. We know the strategies most likely to yield success when pursuing brokers and brokerage firms. Our attorneys are prepared to discuss your case and make preliminary recommendations with no further obligation implied beyond the initial consultation. We serve many clients from the Miami, West Palm Beach and Ft. Lauderdale areas, as well as clients throughout Florida, California, New York and throughout the U.S. and abroad.
Call 888-380-6216 to Schedule a Consultation With a Miami Securities Fraud Lawyer
Our law firm handles securities arbitration cases throughout the United States. Many of our clients never need to travel to our offices in Miami, Los Angeles, New York, or West Palm Beach. Rather, we are happy to travel to you to meet with you about your case. And many of our communications with you can be handled through e-mails and phone calls during the course of your case. Finally, the mediation (settlement conference) and final hearing (the trial) for your case typically would take place at a location close to where you live. Dimond Kaplan & Rothstein, P.A. has represented investors in securities arbitration proceedings against big names in the securities industry, such as Merrill Lynch, Morgan Stanley, UBS, Citigroup, Credit Suisse First Boston, Wachovia, Banc of America, Charles Schwab, E*Trade and Raymond James.
*CV, BV, and AV are registered certification marks of Reed Elsevier Properties Inc., used in accordance with the Martindale-Hubbell certification procedures, standards, and policies. Martindale-Hubbell is the facilitator of a peer review rating process. Ratings reflect the confidential opinions of members of the Bar and the judiciary. Martindale-Hubbell ratings fall into two categories - legal ability and general ethical standards.
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