Stockbroker Misconduct and Investment Fraud Blog

SEC Cracks Down on 1 Global Ponzi Scheme

SEC Cracks Down on 1 Global Ponzi Scheme

A federal court has ordered 1 Global broker Roger E. Dobrovodsky, 65, to surrender his commission earnings of $317,690 over to the Securities Exchange Commission for the sale of unregistered securities sales along with civil penalties and...