Alexander S. Rowland, a New Jersey advisor, was charged with fraudulent offer and sale of roughly $2.95M of securities. He scammed nearly 122 investors through Roaring Investment, a Philadelphia-based specializing in stocks and cryptocurrency...
Nestle USA is facing a class-action suit regarding its 401(k) plans. According to the complaint, the company’s record-keeping and administrative costs are more than twice as expensive as what the nearly $4.3B plan could have negotiated. In...
Investor advocate law firm Dimond Kaplan & Rothstein, P.A is investigating investment losses in Eagle Point Credit Company securities. Eagle Point may have invested in risky covenant-lite loans and some brokers and brokerage firms may have...
Daniel B. Rudden of Denver was recently sentenced to 10-years in prison for running a lengthy Ponzi scheme through his Financial Visions companies by a Federal Court in Colorado.
JPMorgan consented to pay $920.2 million in criminal penalties, restitution, and disgorgement in a three-year deferred prosecution agreement (DPA) with the United States Department of Justice (DOJ).
William Neil “Doc” Gallagher, a Christian radio personality and author of Jesus Christ, Money Master, was found guilty of orchestrating a $29 million Ponzi scheme targeting elderly citizens.
