Stockbroker Misconduct and Investment Fraud Blog

Adviser Charged with Involvement in $2.95M Fraud

Adviser Charged with Involvement in $2.95M Fraud

Alexander S. Rowland, a New Jersey advisor, was charged with fraudulent offer and sale of roughly $2.95M of securities. He scammed nearly 122 investors through Roaring Investment, a Philadelphia-based specializing in stocks and cryptocurrency...

Posted
Eagle Point Credit Company, Inc. Investment Losses

Eagle Point Credit Company, Inc. Investment Losses

Investor advocate law firm Dimond Kaplan & Rothstein, P.A is investigating investment losses in Eagle Point Credit Company securities. Eagle Point may have invested in risky covenant-lite loans and some brokers and brokerage firms may have...