Stockbroker Misconduct and Investment Fraud Blog

COVID-19 Market Crash Loss Recovery

COVID-19 Market Crash Loss Recovery

Investors suffered losses in their brokerage accounts when the market plummeted amid the COVID-19 health crisis. Many investors’ losses may have been the result of a broker negligence and firm misconduct.

Commonwealth Capital CEO Barred By SEC

Commonwealth Capital CEO Barred By SEC

CEO and chairman of Commonwealth Capital Corp., displayed widespread misconduct involving thousands of dollars of expenses charged to private placement funds — resulting in a $100,000 fine and over $209,000 in disgorgement.