Stockbroker Misconduct and Investment Fraud Blog

The Puerto Rican Debt Crisis Continues

The Puerto Rican Debt Crisis Continues

If you have been following our blog, you know that Puerto Rican bonds have been so troubled that bond rating agencies, such as Moody’s and Standard & Poor’s, have been downgrading Puerto Rico bonds to junk status. Last week, Puerto Rico...

How to Handle Unsuitable Investments

How to Handle Unsuitable Investments

Brokers and brokerage firms have an obligation to recommend only “suitable” investments when they make a recommendation to any investor. In order to be suitable for an investor, an investment must be consistent with an investor’s profile...

How to Avoid Investment Misrepresentation & Fraud

How to Avoid Investment Misrepresentation & Fraud

Successful financial planning is critical for you and your family’s long-term future. When deciding where and how to invest your hard-earned money, many times an investor will turn to a stockbroker and rely on the information received to make a...