Stockbroker Misconduct and Investment Fraud Blog

SEC Bans New Jersey-Based Debt Portfolio Scammer

SEC Bans New Jersey-Based Debt Portfolio Scammer

The U.S. Securities & Exchange Commission (SEC) has banned a New Jersey man who pled guilty to orchestrating a $145 million debt portfolio scheme. Jonathan Rosenberg of West Orange, New Jersey borrowed money from a hedge fund to purchase...

Uber Text Messages May Violate Your Rights

Uber Text Messages May Violate Your Rights

A class action lawsuit against Uber was recently filed in Illinois federal court, claiming that Uber text messages to potential drivers violate the Telephone Consumer Protection Act (TCPA).  Under the TCPA, telemarketing text messages require...

Claims Made Against Wells Fargo Broker Charles Lynch

Claims Made Against Wells Fargo Broker Charles Lynch

DKR is investigating claims to recover oil and gas investment losses suffered in brokerage accounts held with Wells Fargo broker Charles B. Lynch, Jr. Lynch worked out of an Irvine, California Wells Fargo office from October 2012 through April...