Stockbroker Misconduct and Investment Fraud Blog

Florida investors lose lawsuit against SEC

For some Florida readers, the Ponzi scheme perpetrated by former NASDAQ Chairman Bernard Madoff may be old news. For the investors who were defrauded, however, their wounds may still be fresh. According to a recent report, a liquidation of the...

Exchange-Traded Funds (ETFs) Tracking Errors

Exchange-Traded Funds (ETFs) provide investment advisors and their clients access to a broad array of global asset classes. But advisors and investors alike must be aware that the performance of ETFs can differ dramatically from the index that...