Stockbroker Misconduct and Investment Fraud Blog

Colorado Investment Fraud

A former Colorado stockbroker has been accused of investment fraud for alleged violations of the Colorado Securities Act. According to the allegations, the stock fraud involved the stockbroker illegally accessing investors’ accounts. The...

SEC Busts Alleged Puerto Rico Ponzi Scheme

On August 21, 2012, the U.S. Securities and Exchange Commission (“SEC”) charged a Puerto Rico resident and his company with running a Ponzi scheme that targeted evangelical Christians and factory workers in Puerto Rico. This is...