Brokerage Firms

Dimond Kaplan & Rothstein, P.A.

We are an AV Rated law firm that represents individual and institutional investors throughout the United States and overseas in stockbroker misconduct and investment fraud cases. We are dedicated to helping investors recover investment losses caused by negligence, incompetence, fraud, or dishonesty of stockbrokers and brokerage firms. Among other things, we have handled cases involving unsuitable investments, over-concentrated stock or bond holdings, fraud, misrepresentation, self-dealing, unauthorized trades or other wrongful acts, whether intentional or negligent. Our attorneys have recovered millions of dollars on behalf of investors against most major Wall Street brokerage firms, including Credit Suisse First Boston, in claims involving stocks, bonds, options, auction rate securities, mutual funds, hedge funds, principal protected notes, and other structured products.

If you suffered investment losses, call us at 305-374-1920 for a free confidential consultation.