Berthel Fisher & Company Financial Services, Inc.

Berthel Fisher is an independent broker-dealer headquartered in Iowa. The company was founded in 1985 with the goal of putting the best interest of the brokers and their clients first. Berthel Fisher is owned and managed by its brokers. The company’s founders, Tom Berthel and Fred Fisher still maintain their personal clients.

Additional Information:

Berthel Fisher Ordered to Pay Customers $547,000

A FINRA arbitration panel ordered Berthel Fisher to pay two investors $547,000 to compensate them for damages that they suffered as a result of Berthel Fisher’s and its broker’s improper conduct. The investors accused Berthel Fisher and its broker of, among other things, negligence, breach of fiduciary duty, and negligent supervision related to the recommendation and sale of various technology stocks.

If you suffered investments losses, please contact us or communicate with a Dimond Kaplan & Rothstein, P.A. attorney at 888-578-6255 or jkaplan@dkrpa.com for a free case evaluation.