U.S. Bancorp Investments, Inc.

U.S. Bancorp Investments is the brokerage arm of U.S. Bancorp, one of the largest commercial banks in the United States. U.S. Bancorp Investments, which is headquartered in Minneapolis, Minnesota, offers both full-service brokerage services and discount brokerage services. , whose brokers are located in nearly 3,000 U.S. Bancorp bank branches. The company offers a broad range of investment products including stocks, bonds, mutual funds, hedge funds, and annuities.

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U.S. Bancorp Ordered to Pay Customer $444,000

An NASD arbitration panel ordered U.S. Bancorp to pay an investor $440,000 to compensate him for damages that he suffered as a result of U.S. Bancorp’s and its broker’s improper conduct. The investor accused U.S. Bancorp and its broker of, among other things, fraud, negligence, breach of fiduciary duty, violation of Nevada securities laws, and breach of contract related to the recommendation and sale of unregistered securities in the form of various leases in Mexican time-share hotels.

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