Securities Arbitration Attorneys

Securities Law Attorneys Representing Clients Throughout Florida, California, New York, and Nationwide

Dimond Kaplan & Rothstein, P.A., is an AV-rated* litigation boutique law firm that has been recognized as a “Top Law Firm” by the South Florida Legal Guide every year since 2006. We represent investors throughout the United States and overseas in stockbroker misconduct and investment fraud cases, plaintiffs and defendants in commercial litigation matters and plaintiffs in class-action litigation.

Our securities clients have suffered securities investment losses due to the negligence, incompetence, fraud, or dishonesty of stockbrokers and brokerage firms. If you feel that you have lost money as a result of stockbroker or brokerage firm misconduct, contact us in Miami, Los Angeles, New York or nationwide for a free consultation.

Experienced Arbitration Attorneys

For most investors, arbitration under the auspices of the Financial Industry Regulatory Authority (FINRA) represents the exclusive remedy to recover investment losses. Our attorneys include former securities professionals whose legal careers have concentrated on stockbroker or brokerage firm misconduct claims.

Over the years, we have recovered millions of dollars on behalf of our clients. No case is too large or too complex for our Miami stockbroker fraud lawyers. We resolve complex investment-fraud cases involving misrepresentation and omissions, as well as abuse of structured products such as principal protected notes, hedge funds, equity indexed annuities, bonds, employee stock options, and private placement/Registration D.

Consult a Securities Arbitration Lawyer

State lines and jurisdictional considerations are not especially important in securities arbitration cases. We will travel anywhere in the United States to advise you and make the arbitration process as convenient as possible for you. We have represented investors throughout Florida, California, New York and throughout the country in securities arbitration proceedings.

Advocating for Our Clients

Our clients faced some of the biggest names in the securities industry, including Merrill Lynch, Morgan Stanley, UBS, Citigroup, Credit Suisse First Boston, Wachovia, Bank of America, Charles Schwab, E*Trade, and Raymond James.

As a litigation firm, we also handle plaintiff-side securities and consumer-fraud class-action litigation, and have extensive experience representing clients in state and federal courts in complex commercial and consumer protection litigation including, contests for corporate control of privately held entities, directors’ and officers’ liability, insurance coverage disputes, real estate litigation and SEC receiverships.

*CV, BV, and AV are registered certification marks of Reed Elsevier Properties Inc., used in accordance with the Martindale-Hubbell certification procedures, standards, and policies. Martindale-Hubbell is the facilitator of a peer review rating process. Ratings reflect the confidential opinions of members of the Bar and the judiciary. Martindale-Hubbell ratings fall into two categories – legal ability and general ethical standards.