The Fraud Report: Los Angeles Securities and Investment Fraud Blog

Wedbush Securities NYSE Complaint For Founder

Wedbush Securities NYSE Complaint For Founder

Los Angeles, California-based brokerage firm Wedbush Securities Inc. faces yet another regulatory complaint. NYSE Regulation has alleged that Wedbush Securities failed to supervise the trading activity of the firm’s owner and founder, Edward W...

Wedbush Morgan Securities Fined by FINRA

Wedbush Morgan Securities Fined by FINRA

In May 2010, the Financial Industry Regulatory Authority (FINRA) fined Los Angeles, California-based brokerage firm Wedbush Morgan Securities Inc. $12,500 for selling municipal bonds to customers at a price that was not fair and reasonable...

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