Los Angeles Securities Fraud Attorney

The law firm of Dimond Kaplan & Rothstein, P.A. represents individual and institutional investors in the Los Angeles area who have lost money as a result of securities fraud or stockbroker negligence. Dimond Kaplan & Rothstein’s Los Angeles securities fraud attorneys will aggressively pursue claims to recover your investment losses.


Practice Areas

Dimond Kaplan & Rothstein, P.A. handles a variety of cases related to securities fraud, investment fraud, and stockbroker negligence. Our securities practice involves claims and investment products including the following:

Claims:

  • Unsuitable Investments
  • Unsuitable Margin Borrowing
  • Elder Abuse
  • Misrepresentations and Omissions
  • Churning
  • Unauthorized Trading
  • Unregistered Securities
  • Fraud

Investment Products:

  • Stocks
  • Bonds
  • Options
  • Exchange Traded Funds (ETFs)
  • Hedge Funds
  • Ponzi Schemes
  • Structured Products
  • Private Placements
  • Limited Partnerships
  • REITs

FINRA Arbitration Experience

The Los Angeles securities fraud attorneys at Dimond Kaplan & Rothstein, P.A. have extensive experience in FINRA arbitration. Our Los Angeles securities fraud attorneys have handled thousands of FINRA arbitration claims. Our lawyers have served on the FINRA rules committee and they often appear as guest speakers at conferences regarding stockbroker negligence and investment fraud issues.

Learn more about our practice areas now.


Our Experience

The Los Angeles securities fraud attorneys at Dimond Kaplan & Rothstein provide counsel and representation on matters including:

  • Investment Fraud
  • Stockbroker Misconduct
  • Unregistered Securities
  • Stockbroker Negligence

We Get Results

The securities fraud attorneys at Dimond Kaplan & Rothstein, P.A are dedicated to obtaining the best possible result for our clients.

If your broker failed to properly manage your account, recommended unsuitable securities, made unauthorized trades, misrepresented the risk or nature of an investment, or breached fiduciary duties owed to you, you may have certain legal rights that require immediate attention.


Meet Our Los Angeles
Securities Fraud Attorneys

Our investment fraud attorneys are recognized authorities on such topics as securities arbitration, brokerage firm liability, SEC receivership, private placement and Regulation D investment losses, and stockbroker negligence.


Los Angeles Securities Fraud Attorney

Contact Dimond Kaplan & Rothstein, P.A. in Los Angeles

Investors in Los Angeles can look to Dimond Kaplan & Rothstein, P.A. for counsel and representation in securities fraud, investment loss, and stockbroker negligence cases.

To schedule a consultation with an experienced and accomplished Los Angeles securities fraud attorney simply complete the form below or call us at 888-616-4332.