Dimond Kaplan & Rothstein represents investment and securities fraud and stockbroker misconduct victims in Miami, West Palm Beach, Detroit, Los Angeles, New York and beyond.
We are an AV-rated* litigation firm whose attorneys have worked for some of the country’s largest and most prestigious law firms, where we learned, and now continue to hone, the sophisticated legal strategies and practical demands of complex litigation.
Our law firm’s attorneys have in-depth experience handling a broad range of legal disputes that range from investment fraud to criminal defense cases. Our objective is to protect your interests, resolve your legal dispute, and achieve your goals as quickly and efficiently as possible.
Investment Fraud and Stockbroker Misconduct
Our law firm’s securities lawyers have significant experience handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange securities arbitrations and securities litigation in state and federal court. We have handled cases throughout the United States and Latin America involving a broad range of securities, including but not limited to: stocks, bonds, options, hedge funds, exchange-traded funds (ETFs), private placements, mutual funds, derivatives, currencies, and commodities.
We have brought claims involving various forms of broker and brokerage firm misconduct, including but not limited to claims based on the following:
- Breach fiduciary duty
- State and Federal securities laws
- Negligent supervision
- Unsuitable investments
- Unauthorized trading
Our securities attorneys have helped clients recover more than $100 million in investment losses. To learn more about our investment fraud and stockbroker misconduct expertise, click on the button below.
Securities Fraud and Consumer Class Actions
DKR has broad-ranging and in-depth class-action experience, both in the prosecution and defense of such matters. Our lawyers have participated in state and national class actions involving securities, insurance, receiverships, anti-competitive conduct, RICO, the Truth-in-Lending Act, the Fair Labor Standards Act, the Florida Securities and Investor Protection Act, the Florida Deceptive and Unfair Trade Practices Act, and other consumer protection statutes.
Class Action Case Results
A securities class action settlement of $150,000,000
Settlement of a class action brought under the Florida Securities and Investor Protection Act involving the sale of securities by an unlicensed dealer
Settlement in a negligence-based class action on behalf of Ponzi-scheme victims
Recovery on behalf of Sears, Roebuck and Co. customers relating to alleged improprieties in the sale of credit insurance.
Commercial and Business Litigation
The lawyers at Dimond Kaplan & Rothstein, P.A. have extensive experience litigating a broad range of commercial and business disputes, involving, among other things, the following:
- Real estate
- Land use
- Realtor commissions
- Lender liability
- Insurance coverage
- Insurance bad-faith
- Lanham Act
- Contests for corporate control
- Corporate divorces
- Franchise litigation
- Director and officer liability
- Errors and omissions
- Legal and accounting malpractice
- Construction defects
- Intellectual property
- Non-compete and other foreclosure
- Employment litigation
Our lawyers have litigated and tried cases in state and federal courts, bankruptcy courts, private arbitration forums, and state and federal appellate courts. To date, Dimond Kaplan & Rothstein has assisted the firm’s commercial clients in the recovery of over $100 million from banks and brokerage firms.
Before you report your employer’s tax, securities, or regulatory violations, you should consult an attorney to make sure you are afforded all of the protections available to you under the law.
Broker and Securities Employment Disputes
Our securities lawyers have worked in the securities industry prior to attending law school. We represent securities industry professionals in employment disputes with banks and brokerage firms. The types of disputes that we have handled include: the failure to pay appropriate bonuses, promissory note cases, and U4 and U5 expungement cases.
Contact us today at 888-578-6255 for a free consultation about your legal dispute.
Criminal defense legal matters can be complicated. They can also be a source of major stress for our clients and their families. At DKRPA, our AV-rated criminal defense attorney Michelle Suskauer helps families through these challenging legal procedures, providing direction and support while effectively developing the strongest possible strategy for each case. With more than 20-plus years of experience, she has participated in hundreds of criminal defense trials, both jury and non-jury.
Learn more about our criminal defense practice by viewing our criminal defense website.