Dimond Kaplan & Rothstein, P.A., Serves Clients Throughout Florida, California, New York, the United States and Latin America
Investors contact us after they have lost thousands or millions of dollars because of stockbroker misconduct or misleading information from brokerage firms. Similarly, businesses and individuals who are involved in commercial disputes routinely reach out to our lawyers for legal assistance. Contact us to schedule a consultation regarding any type of securities fraud or other types of civil litigation matters as detailed below.
Securities Fraud and Stockbroker Misconduct
Why should you hirea securities law firm if a brokerage firm's actions or your stockbroker's actions resulted in financial losses to you? Talk to us to learn how we can help you pursue damages.
Our lawyers handle a vast array of securities fraud cases involving issues such as brokerage firm liability, churning and hedge fund fraud. We represent clients in arbitration and litigation contexts regarding wrongdoings of stockbrokers and brokerage firms including improper asset allocation, margin account claims, misrepresentation and omissions, mutual fund fraud and other stockbroker misconduct.
Our clients have experienced financial losses through Ponzi schemes and the misuse of their investments in principal-protected notes and structured products. We bring arbitration claims and lawsuits against brokerage firms and investment professionals who engaged in unauthorized trading and trading in unsuitable products.
Our law firm handles securities fraud class actions involving issues such as registration and misrepresentation. Learn why a class action may be the best route in your case by consulting with one of our attorneys. Review an example of a complaint filed by one of our clients, such as the George Theodule/Creative Capital Ponzi scheme case, on this website.
Brokers and brokerage firms engaged in misconduct with a number of our clients by recommending that they invest in inappropriate or insecure structured products, such as CDOs and CMOS, credit default swaps, credit derivatives, equity indexed annuities, variable annuities, bonds and employee stock options. We represent American and international investors in matters involving ERISA and private placement/Regulation D.
Commercial and Corporate Litigation
We also have vast experience handling commercial and corporate litigation, including the following:
- Contests for corporate control
- Debtor-creditor disputes
- Directors' and officers' liability
- Insurance coverage claims
- Real estate litigation
- SEC receivership-related lawsuits.
Securities Fraud and Consumer Class Actions
Inquire by phone or e-mail to learn about consumer fraud class action lawsuits, price- fixing or antitrust class actions, or securities class actions. Ask for our assistance with qui tam or whistle blower claims or shareholder derivative litigation.
Consider the strengths that Dimond Kaplan & Rothstein, P.A., can bring to your personal injury representation after a serious accident. Our extensive experience as aggressive plaintiffs' attorneys serves all our clients well, including those who have been injured in car crashes and construction accidents.
We are confident in our ability to meet and exceed your expectations and fulfill your legal needs in these and related legal practice areas. Our nationwide civil litigation attorneys welcome your call or e-mail inquiry. Clients from Miami, Los Angeles, New York and other locations throughout the state, the U.S. and Latin America seek our counsel and representation.